Sources

7 Total Sources

FINRA Expels Reid & Rudiger, Bans Co-Founders Over $2.7 Million in Client Trading Losses

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Investment Executive37d ago

FINRA Expels Reid & Rudiger LLC, Bans Co-Founders for Excessive Trading

FINRA expels Reid & Rudiger, bars cofounders over excessive trading violations

Barron's37d ago

Finra Bars New York Brokerage Firm and 2 Founders for Excessive Trading - Barron's

Wealth Management37d ago

FINRA Expels Reid & Rudiger, Bars Co-Founders for Excessive Churning

FINRA bars New York brokerage firm and 2 founders for excessive trading

Reid & Rudiger's co-founders were barred from the industry after clients paid $2 million in commissions and incurred $2.7 million in losses from high-volume trades.

linkedin37d ago

FINRA | LinkedIn